DFX Intelligence
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Team lift-out
2 advisors left E•••••••• A•••••••• L•• for P•• A••••••• S•••••••• L••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Eric Luan-Trong Nguyen | Austin, Tx | Jan 29, 2020 | Jan 29, 2020 |
| Stephen Charles Rao | Austin, Tx | Jan 30, 2020 | Jan 31, 2020 |
The rule
- Registrations ended
- Jan 29, 2020 to Jan 30, 2020
- Registered next
- Jan 29, 2020 to Jan 31, 2020
- Branch state
- TX
- Cities
- 1, most in Austin, Tx
- Registered there that day
- 2,478 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape