DFX Intelligence
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Team lift-out
3 advisors left E•••••••• A•••••••• L•• for N•••••• A•••••••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mathew Alexander Rough | New York, Ny | Nov 1, 2021 | Oct 25, 2021 |
| Joseph R. Dimauro | New York, Ny | Nov 9, 2021 | Oct 25, 2021 |
| Daniel James Riso | New York, Ny | Nov 22, 2021 | Nov 12, 2021 |
The rule
- Registrations ended
- Nov 1, 2021 to Nov 22, 2021
- Registered next
- Oct 25, 2021 to Nov 12, 2021
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 3,056 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- a succession within a year (Nov 1, 2021), not necessarily this firm