The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

2 advisors left E•••••••• A•••••••• L•• for E•••••• C•••••• M••••••••• L••

national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Evander Douglas ThompsonNew York, NyOct 12, 2021Dec 8, 2021
Jacob A EpsteinNew York, NyOct 14, 2021Nov 15, 2021
The rule
Registrations ended
Oct 12, 2021 to Oct 14, 2021
Registered next
Nov 15, 2021 to Dec 8, 2021
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
3,055 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape