DFX Intelligence
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Team lift-out
3 advisors left R•••••• J•••• • A••••••••• I••• for T•• H••• N•• W•••• A••••••• G••••• L••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Carlo Magno Paras Santos-Ocampo | Naples, Fl | Oct 2, 2020 | Sep 28, 2020 |
| David Taylor Morgan | Naples, Fl | Oct 2, 2020 | Sep 28, 2020 |
| Howard Joseph Jordan | Naples, Fl | Oct 2, 2020 | Sep 28, 2020 |
The rule
- Registrations ended
- Oct 2, 2020
- Registered next
- Sep 28, 2020
- Branch state
- FL
- Cities
- 1, most in Naples, Fl
- Registered there that day
- 3,936 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape