DFX Intelligence
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Team lift-out
4 advisors left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hong Phuc Duong | Los Gatos, Ca | Apr 27, 2021 | Mar 30, 2026 |
| David Lim | San Francisco, Ca | Apr 29, 2021 | Jun 23, 2021 |
| Ka Ho Ngai | San Francisco, Ca | Apr 29, 2021 | Jun 24, 2021 |
| Han Ngoc Mao | Fountain Valley, Ca | May 13, 2021 | May 17, 2021 |
The rule
- Registrations ended
- Apr 27, 2021 to May 13, 2021
- Registered next
- May 17, 2021 to Mar 30, 2026
- Branch state
- CA
- Cities
- 3, most in San Francisco, Ca
- Registered there that day
- 1,379 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- none on the tape