DFX Intelligence
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Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• P•••••• W••••• A••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Sonia Lee | Bellevue, Wa | Sep 1, 2020 | Aug 11, 2020 |
| Johann M Tampinco | Bellevue, Wa | Sep 4, 2020 | Aug 11, 2020 |
| Walter Phillip Schlaepfer | Bellevue, Wa | Sep 4, 2020 | Sep 9, 2020 |
The rule
- Registrations ended
- Sep 1, 2020 to Sep 4, 2020
- Registered next
- Aug 11, 2020 to Sep 9, 2020
- Branch state
- WA
- Cities
- 1, most in Bellevue, Wa
- Registered there that day
- 21,950 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape