DFX Intelligence
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Team lift-out
2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Marvin Osbaldo Rosales | Upland, Ca | May 24, 2019 | Feb 14, 2020 |
| Shane Wesley Mccoy | Carlsbad, Ca | Jun 4, 2019 | Jul 29, 2019 |
The rule
- Registrations ended
- May 24, 2019 to Jun 4, 2019
- Registered next
- Jul 29, 2019 to Feb 14, 2020
- Branch state
- CA
- Cities
- 2, most in Upland, Ca
- Registered there that day
- 20,985 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape