DFX Intelligence
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Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Polus Ming Shyh Ting | Los Angeles, Ca | Nov 18, 2019 | Dec 10, 2019 |
| John David Arrasmith | Sacramento, Ca | Nov 22, 2019 | Dec 20, 2019 |
| Mark D Ericson | San Jose, Ca | Nov 25, 2019 | Dec 24, 2019 |
The rule
- Registrations ended
- Nov 18, 2019 to Nov 25, 2019
- Registered next
- Dec 10, 2019 to Dec 24, 2019
- Branch state
- CA
- Cities
- 3, most in Arcadia, Ca
- Registered there that day
- 21,397 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape