DFX Intelligence
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Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Vivian Lo | Pasadena, Ca | Mar 4, 2020 | Apr 7, 2020 |
| Kathy P Chang | San Jose, Ca | Mar 5, 2020 | Mar 27, 2020 |
| Timothy J. Wallis | San Jose, Ca | Mar 17, 2020 | Jun 4, 2020 |
The rule
- Registrations ended
- Mar 4, 2020 to Mar 17, 2020
- Registered next
- Mar 27, 2020 to Jun 4, 2020
- Branch state
- CA
- Cities
- 2, most in San Jose, Ca
- Registered there that day
- 21,723 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape