DFX Intelligence
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Team lift-out
6 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brenden James Urban | New York, Ny | Apr 22, 2021 | May 20, 2021 |
| Edward R. Kuzas | New York, Ny | Apr 28, 2021 | Jun 22, 2021 |
| Elizabeth Lorson | New York, Ny | Apr 28, 2021 | Jul 1, 2021 |
| Ian Nicholson | New York, Ny | May 3, 2021 | Aug 12, 2021 |
| Lindsey Sprague | New York, Ny | May 11, 2021 | Jun 17, 2021 |
| Christopher Owens | New York, Ny | May 24, 2021 | Nov 5, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 22, 2021 to May 24, 2021
- Registered next
- May 20, 2021 to Nov 5, 2021
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 22,390 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape