DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• J•••• U••••

C•••••• I••••••••• A•••••••• L••independent RIAAtlanta, GaIA-onlyIAPD 7084600

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••••• J•••• U••••

At current firm

2 y

since Apr 18, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• I••••••••• A•••••••• L•• independent RIA current
since Apr 18, 2024 · Atlanta, Ga
W••• S••••••••• I••• former
Aug 18, 2025 to Dec 23, 2025 · Atlanta, Ga
W•••• F•••• A••••••• wirehouse
Jun 6, 2022 to Mar 19, 2024 · Jacksonville, Fl
I•••••• A•••••••• I••• asset manager
Aug 3, 2021 to Apr 22, 2022 · Atlanta, Ga
F••••••• P••••••• A•• W•••••••• A••••••• former
May 20, 2021 to Jul 27, 2021 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 15, 2021 to Apr 22, 2021 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

W••• S••••••••• I••• to no registered destination
left Dec 23, 2025 · Departure, no registered destination
W•••• F•••• A••••••• to C•••••• I••••••••• A•••••••• L••
left Mar 19, 2024, registered Apr 18, 2024 (30 days) · Wirehouse to independent RIA
I•••••• A•••••••• I••• to W•••• F•••• A•••••••
left Apr 22, 2022, registered Jun 6, 2022 (45 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to I•••••• A•••••••• I•••
left Jul 27, 2021, registered Aug 3, 2021 (7 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Apr 22, 2021, registered May 20, 2021 (28 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

B•••••• J•••• U•••• no longer registered at W••• S••••••••• I•••; no later IA registration on IAPD
Dec 23, 2025 · Advisor departure · fact
B•••••• J•••• U•••• left W•••• F•••• A••••••• for C•••••• I••••••••• A•••••••• L•• (registered 2024-04-18)
Mar 19, 2024 · Advisor changed firm · fact
B•••••• J•••• U•••• left I•••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2022-06-06)
Apr 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address