DFX Intelligence
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Team lift-out
5 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M•••••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Sandy Tran | San Jose, Ca | May 31, 2022 | May 27, 2022 |
| David Anthony Mendoza | San Jose, Ca | Jun 3, 2022 | May 30, 2022 |
| Elizabeth B Mckown | San Jose, Ca | Jun 3, 2022 | May 27, 2022 |
| Matthew D Mendoza | San Jose, Ca | Jun 3, 2022 | May 27, 2022 |
| Max Charles Norton Podlone | San Jose, Ca | Jun 3, 2022 | May 30, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 31, 2022 to Jun 3, 2022
- Registered next
- May 27, 2022 to May 30, 2022
- Branch state
- CA
- Cities
- 1, most in San Jose, Ca
- Registered there that day
- 21,852 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape