DFX Intelligence
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Team lift-out
5 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M•••••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Douglas Richard Linker | Paramus, Nj | Jun 23, 2020 | Jul 17, 2020 |
| John Christopher Rapport | Paramus, Nj | Jun 23, 2020 | Aug 17, 2020 |
| Noel Hodges | Paramus, Nj | Jun 23, 2020 | Aug 17, 2020 |
| Scott N Breckenridge | Paramus, Nj | Jun 23, 2020 | Aug 17, 2020 |
| Tracy Lynn Broderick | Paramus, Nj | Jun 23, 2020 | Aug 17, 2020 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jun 23, 2020
- Registered next
- Jul 17, 2020 to Aug 17, 2020
- Branch state
- NJ
- Cities
- 1, most in Paramus, Nj
- Registered there that day
- 21,828 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape