DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kuosen Fung | Mill Valley, Ca | Jul 1, 2022 | Jun 30, 2022 |
| James Sweiching Lin | San Francisco, Ca | Jul 9, 2022 | Jul 15, 2022 |
The rule
- Registrations ended
- Jul 1, 2022 to Jul 9, 2022
- Registered next
- Jun 30, 2022 to Jul 15, 2022
- Branch state
- CA
- Cities
- 2, most in Mill Valley, Ca
- Registered there that day
- 21,895 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape