DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Anastasia BergevinLas Vegas, NvSep 1, 2017Aug 31, 2017
Cason D SwinnLas Vegas, NvSep 1, 2017Aug 31, 2017
Daniel Anthony TollLas Vegas, NvSep 1, 2017Aug 31, 2017
Tahirih Kanoenalani TollLas Vegas, NvSep 1, 2017Aug 31, 2017
Laura N MoulinLas Vegas, NvSep 5, 2017Aug 31, 2017
The rule
Registrations ended
Sep 1, 2017 to Sep 5, 2017
Registered next
Aug 31, 2017
Branch state
NV
Cities
1, most in Las Vegas, Nv
Registered there that day
19,418 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into R•• C•••••• M••••••• L••