DFX Intelligence
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Team lift-out
2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Bruce Guthrie | Tacoma, Wa | Oct 6, 2023 | Sep 28, 2023 |
| Stephen M Rouner | Tacoma, Wa | Oct 6, 2023 | Sep 28, 2023 |
The rule
- Registrations ended
- Oct 6, 2023
- Registered next
- Sep 28, 2023
- Branch state
- WA
- Cities
- 1, most in Tacoma, Wa
- Registered there that day
- 23,614 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape