DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Lo | Walnut Creek, Ca | May 5, 2025 | Apr 29, 2025 |
| Mai Thi Park | Newport Beach, Ca | May 8, 2025 | May 7, 2025 |
| David P Marquis | North Tustin, Ca | May 13, 2025 | May 19, 2025 |
The rule
- Registrations ended
- May 5, 2025 to May 13, 2025
- Registered next
- Apr 29, 2025 to May 19, 2025
- Branch state
- CA
- Cities
- 3, most in Walnut Creek, Ca
- Registered there that day
- 24,363 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape