DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••••• N••••••• • C••••••• I•••••••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Lin | Irvine, Ca | Feb 26, 2019 | Feb 22, 2019 |
| Michael Emmett Flood | Trabuco Canyon, Ca | Feb 26, 2019 | Feb 22, 2019 |
| William Dickinson Linas | Laguna Hills, Ca | Feb 26, 2019 | Feb 22, 2019 |
The rule
- Registrations ended
- Feb 26, 2019
- Registered next
- Feb 22, 2019
- Branch state
- CA
- Cities
- 3, most in Trabuco Canyon, Ca
- Registered there that day
- 20,954 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape