DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
4 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Antoine Kthuy Le | Encino, Ca | Sep 26, 2016 | Feb 27, 2008 |
| John Zamboanga | Walnut Creek, Ca | Oct 3, 2016 | Sep 19, 2012 |
| Minh T. Phan | Los Angeles, Ca | Oct 5, 2016 | Apr 24, 2006 |
| John Edmunds Wilson | Thousand Oaks, Ca | Oct 10, 2016 | May 15, 2013 |
The rule
- Registrations ended
- Sep 26, 2016 to Oct 10, 2016
- Registered next
- Apr 24, 2006 to May 15, 2013
- Branch state
- CA
- Cities
- 4, most in Encino, Ca
- Registered there that day
- 1,025 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape