DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joshua Emile Silverman | San Diego, Ca | Jan 18, 2018 | Oct 23, 2009 |
| Byong Woo Chung | Walnut Creek, Ca | Jan 31, 2018 | May 6, 2015 |
| Karen Lynn Boschert | Corte Madera, Ca | Jan 31, 2018 | Oct 21, 2016 |
The rule
- Registrations ended
- Jan 18, 2018 to Jan 31, 2018
- Registered next
- Oct 23, 2009 to May 6, 2015
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 1,173 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape