DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Mccall | Long Beach, Ca | Jul 3, 2019 | Sep 20, 2013 |
| Adam Mackenzie | Santa Barbara, Ca | Jul 8, 2019 | Jan 24, 2008 |
| Diego Arturo Contreras | Menlo Park, Ca | Jul 10, 2019 | Aug 25, 2016 |
| Vartika Abhishek | Campbell, Ca | Jul 10, 2019 | Jun 2, 2017 |
The rule
- Registrations ended
- Jul 3, 2019 to Jul 10, 2019
- Registered next
- Sep 20, 2013 to Aug 25, 2016
- Branch state
- CA
- Cities
- 2, most in Long Beach, Ca
- Registered there that day
- 1,747 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape