DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jacob Winstanley Schmitt | St Louis, Mo | Jan 6, 2021 | Nov 11, 2019 |
| Benjamin Christopher Hobson | St Louis, Mo | Jan 11, 2021 | Jul 26, 2017 |
The rule
- Registrations ended
- Jan 6, 2021 to Jan 11, 2021
- Registered next
- Jul 26, 2017 to Nov 12, 2019
- Branch state
- MO
- Cities
- 1, most in St Louis, Mo
- Registered there that day
- 1,494 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape