DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nicolette Navarro | Southlake, Tx | Oct 24, 2020 | Jan 4, 2018 |
| Anthony Joseph Cafaro | Westlake, Tx | Oct 27, 2020 | Nov 26, 2018 |
| Ashford Fulmer | Houston, Tx | Oct 27, 2020 | Jun 21, 2019 |
The rule
- Registrations ended
- Oct 24, 2020 to Oct 27, 2020
- Registered next
- Jan 4, 2018 to Jun 21, 2019
- Branch state
- TX
- Cities
- 2, most in Southlake, Tx
- Registered there that day
- 1,564 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape