DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Thomas Marc Hasny | Reston, Va | Oct 15, 2018 | May 16, 2014 |
| Matthew William Gladbach | Vienna, Va | Oct 23, 2018 | Mar 26, 2018 |
The rule
- Registrations ended
- Oct 15, 2018 to Oct 23, 2018
- Registered next
- May 16, 2014 to Mar 26, 2018
- Branch state
- VA
- Cities
- 2, most in Reston, Va
- Registered there that day
- 1,662 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape