DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left C••••••••• F•••••••• N•••••• for A•••••••• P•••••• A•••••••• L••

national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
William Carl GeisdorfSarasota, FlSep 18, 2020Sep 23, 2020
Carl Allan WatkinsSarasota, FlSep 28, 2020Sep 28, 2020
Melissa Ellen WalshSarasota, FlSep 28, 2020Oct 12, 2020
Michelle J Marcus CrossSarasota, FlSep 29, 2020Oct 1, 2020
Luke NicholasSarasota, FlOct 2, 2020Oct 12, 2020
Benjamin William JonesSarasota, FlOct 12, 2020Oct 9, 2020
The rule
Registrations ended
Sep 18, 2020 to Oct 12, 2020
Registered next
Sep 23, 2020 to Oct 12, 2020
Branch state
FL
Cities
1, most in Sarasota, Fl
Registered there that day
2,356 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of C••••••••• F•••••••• N••••••Other teams into A•••••••• P•••••• A•••••••• L••