DFX Intelligence
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Team lift-out
2 advisors left R••••• W• B•••• • C•• I••••••••• for R•••••• J•••• • A••••••••• I•••
mixed wealthtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Mandel Stern | Sarasota, Fl | May 13, 2021 | Apr 26, 2021 |
| Jeffrey Harold Stern | Sarasota, Fl | May 14, 2021 | Apr 26, 2021 |
The rule
- Registrations ended
- May 13, 2021 to May 14, 2021
- Registered next
- Apr 26, 2021
- Branch state
- FL
- Cities
- 1, most in Sarasota, Fl
- Registered there that day
- 1,802 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape