DFX Intelligence
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Team lift-out
3 advisors left U•• F•••••••• S••••••• I••• for N•• E••• W•••••
wirehousetoindependent RIAWirehouse to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Justin Thomas Reese | Santa Barbara, Ca | Sep 27, 2022 | Sep 16, 2022 |
| Muzaffar Mashkoor Ahmed | Beverly Hills, Ca | Sep 27, 2022 | Sep 19, 2022 |
| Robert A Stone | Beverly Hills, Ca | Sep 27, 2022 | Sep 16, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 27, 2022
- Registered next
- Sep 16, 2022 to Sep 19, 2022
- Branch state
- CA
- Cities
- 2, most in Beverly Hills, Ca
- Registered there that day
- 8,446 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape