DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• A• S••••

M••••• S••••••wirehouseBeverly Hills, Cadual registrantIAPD 7482285

Feed of 09/14/2026

Also filed as Robbie S••••

At current firm

1 y

since Nov 5, 2024

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 5, 2024 · Beverly Hills, Ca
U•• F•••••••• S••••••• I••• wirehouse
Oct 12, 2022 to Aug 15, 2023 · Los Angeles, Ca
N•• E••• W••••• BD affiliated
Sep 16, 2022 to Oct 4, 2022 · Manhattan Beach, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jun 27, 2022 to Sep 27, 2022 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left Aug 15, 2023, registered Nov 5, 2024 (448 days) · Wirehouse to wirehouse
N•• E••• W••••• to U•• F•••••••• S••••••• I•••
left Oct 4, 2022, registered Oct 12, 2022 (8 days) · RIA to wirehouse
U•• F•••••••• S••••••• I••• to N•• E••• W•••••
left Sep 27, 2022, registered Sep 16, 2022 (-11 days) · Wirehouse to independent RIA · moved with a team

Signals

R••••• A• S•••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-11-05)
Aug 15, 2023 · Advisor changed firm · fact
R••••• A• S•••• left N•• E••• W••••• for U•• F•••••••• S••••••• I••• (registered 2022-10-12)
Oct 4, 2022 · Advisor changed firm · fact
R••••• A• S•••• left U•• F•••••••• S••••••• I••• for N•• E••• W••••• (registered 2022-09-16)
Sep 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address