DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left U•• F•••••••• S••••••• I••• for S•••••• N••••••• • C••••••• I•••••••••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Mark Anthony LopezHouston, TxApr 28, 2025Apr 17, 2025
Andrew Carl McgeeHouston, TxApr 29, 2025Apr 17, 2025
Elena Estrada MischonHouston, TxApr 29, 2025Apr 17, 2025
John CarolynHouston, TxApr 29, 2025Apr 23, 2025
Lori Griffith VorwerkHouston, TxApr 29, 2025Apr 17, 2025
The rule
Registrations ended
Apr 28, 2025 to Apr 29, 2025
Registered next
Apr 17, 2025 to Apr 23, 2025
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
9,126 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of U•• F•••••••• S••••••• I•••Other teams into S•••••• N••••••• • C••••••• I•••••••••