DFX Intelligence
Advisor teams
Teams that joined CRD 118233What counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
2 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Avantax Advisory Services BD affiliated | Bfj Wealth Management, LLC unclassified | Columbia, Md | Other | Dec 6, 2021 |
| 2 | 1st Global Advisors Inc BD affiliated | Bfj Wealth Management, LLC unclassified | Columbia, Md | Other | Oct 25, 2019 |
derived from registration dates
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