LPL Financial
3 more advisory clients, 17 more Schedule C rows and 2 more dated events
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Advisory clients
- Totes Isotoner Corporation Employees' Pension Plan Investment adviser (plan)through Feb 28, 2025 Form 5500
- Georgia's Own Credit Union Cash Balance Defined Benefit Plan and Trust Investment adviser (plan)through Dec 31, 2022 Form 5500
- Pension Plan for Reynolds Bargaining Investment adviser (plan)through Dec 31, 2022 Form 5500
+3 more advisory clients
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Other roles
- Sullivan Paper Company, Inc Defined Benefit Pension Plan and Trust Trusteethrough Mar 14, 2023
- National Association of Government Employees and O Retirement Plan Actuarythrough Dec 31, 2022
Schedule C rows
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| National Association of Government Employees and O Retirement Plan | 2024 | 28 51 | NONE | $14,114 |
| Totes Isotoner Corporation Employees' Pension Plan | 2024 | 27 | INVESTMENT ADVISOR | $12,000 |
| Moog Inc. Employees' Retirement Plan | 2024 | 28 50 | INVESTMENT MANAGEMENT | $7,749 |
+17 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What changed
- LPL Financial appears on Moog Inc. Employees' Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)with LPL Financialaskebsa.dol.gov
- LPL Financial no longer appears on Pension Plan for Reynolds Bargaining's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with LPL Financialaskebsa.dol.gov
- LPL Financial no longer appears on KEY Safety Systems, Inc. Knoxville Pension Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with LPL Financialaskebsa.dol.gov
- LPL Financial no longer appears on American & Efird Employees' Pension Plan's Schedule C as general consultant (plan year 2024 vs 2023)with LPL Financialaskebsa.dol.gov
- Dec 31, 2024Manager relationship startedNational Association of Government Employees and O Retirement PlanLPL Financial appears on National Association of Government Employees and O Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)with LPL Financialaskebsa.dol.gov
+2 more dated events
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.