Principal Spectrum Asset Management
5 more advisory clients, 57 more other clients, 165 more Schedule C rows and 7 more dated events
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Advisory clients
- GMP & Employers Pension Plan Investment adviser (plan)through Dec 31, 2023 Form 5500
- Springfield Hospital Pension Plan Investment adviser (plan)through Sep 30, 2023 Form 5500
- Instrumentarium Cash Balance Plan Pension consultantthrough Dec 31, 2022 Form 5500
+5 more advisory clients
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Other roles
- Franklin Electric Co., Inc. Pension Plan Custodianthrough Dec 16, 2025
- Teamsters Local 830 Pension Plan Custodianthrough Sep 30, 2025
- Amersham Health Inc. Puerto Rico Pension Plan Trusteethrough Dec 31, 2024
+57 more clients
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Schedule C rows
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| Westrock Company Consolidated Pension Plan | 2024 | 21 50 | NONE | $204,712 |
| GMP & Employers Pension Plan | 2024 | 27 50 72 | PARTY IN INTEREST | $162,809 |
| DAY and Zimmermann Ao/mhg Merged Pension Plan (formerly Known As Retirement Plan for Bargaining Employees at Iaap) | 2024 | 17 50 | SERVICE PROVIDER | $132,070 |
+165 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What changed
- Principal Global Investors LLC no longer appears on Stauffer Biscuit Company Pension Plan's Schedule C as investment manager (plan year 2025 vs 2024)with Principal Spectrum Asset Managementaskebsa.dol.gov
- Principal appears on Hallstar Services Corp. Retirement Income Plan's Schedule C as investment manager (plan year 2024 vs 2023)with Principal Spectrum Asset Managementaskebsa.dol.gov
- Principal appears on The Employee Retirement Plan of Group Health Plan,'s Schedule C as investment manager (plan year 2024 vs 2023)with Principal Spectrum Asset Managementaskebsa.dol.gov
- Dec 31, 2024Manager relationship startedDefined Benefit Pension Plan of Agc-Iuoe Local 701 Pension Trust FundPrincipal Financial Group appears on Defined Benefit Pension Plan of Agc-Iuoe Local 701 Pension Trust Fund's Schedule C as investment manager (plan year 2024 vs 2023)with Principal Spectrum Asset Managementaskebsa.dol.gov
- Principal Financial Group appears on Sheet Metal Workers' Local No. 40 Pension Fund's Schedule C as investment manager (plan year 2024 vs 2023)with Principal Spectrum Asset Managementaskebsa.dol.gov
+7 more dated events
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.