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CRD 309255
SINGAPORE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SATO, AKIHIRO | CHIEF EXECUTIVE OFFICER/ DIRECTOR | Na | yes | 04/2024 | Aug 22, 2024 | Oct 14, 2024 |
| SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED | Shareholder | E | yes | 03/2020 | Jun 22, 2020 | Oct 14, 2024 |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. | INDIRECT SHAREHOLDER | D | yes | 04/2019 | Jun 22, 2020 | Oct 14, 2024 |
| SUZUKI, TAKENARI | NON-EXECUTIVE DIRECTOR | Na | yes | 07/2024 | Aug 22, 2024 | Oct 14, 2024 |
| WEI MENG, ERIC NG | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2024 | Aug 22, 2024 | Oct 14, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED | n/a | Other adviser | $178B | Y | yes | n/a |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED | n/a | Asset manager | $567M | N | yes | n/a |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC. | n/a | No RAUM reported | $0 | N | no | n/a |
| DAIWA SECURITIES CO. LTD. | n/a | n/a | n/a | N | yes | n/a |
| MITSUI SUMITOMO INSURANCE COMPANY, LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NIKKO GLOBAL WRAP LTD. | n/a | n/a | n/a | N | yes | n/a |
| SMBC NIKKO SECURITIES INC. | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI BANKING CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI DS ASSET MANAGEMENT (UK) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| SUMITOMO MITSUI DS PRIVATE FUND MANAGEMENT (SHANGHAI) CO., LTD. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $444M | $0 | 18 | 8 | 0 | 1 | n/a |
| 2024 | Mar 19, 2025 | $491M | $8.5M | 18 | 9 | 0 | 1 | n/a |
| 2023 | Mar 14, 2024 | $632M | $8.7M | 14 | 9 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $709M | $8.0M | 14 | 7 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.1B | $73.4M | 14 | 6 | 0 | n/a | n/a |
| 2020 | Mar 22, 2021 | $2.4B | $142M | 15 | 6 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $444M | $491M | -9.6% | $709M | -14.4% | 18 | 18 | 0 | 0 |