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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

CRD 110459

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2e89f1c-18cf-3d20-a267-ff05a744eecc

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 23
On other graphs: 0
Observed: Mar 22, 2012 to Mar 30, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $567MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $451M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16
SEC number: 801-36504
CRD: 110459
Filings on the tape: 47
First filed: Mar 22, 2012
Latest filed: Mar 30, 2026
Organised: Corporation
Website: smd-am.hk

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AIZAWA, Shintaro	DIRECTOR & CHIEF INVESTMENT OFFICER	Na	yes	04/2024	Apr 16, 2024	Oct 8, 2024
AWATA, YUICHI	MANAGING DIRECTOR	Na	yes	04/2024	Apr 16, 2024	Oct 8, 2024
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED	Shareholder	E	yes	04/2019	Apr 15, 2019	Oct 8, 2024
SUMITOMO MITSUI FINANCIAL GROUP, INC.	INDIRECT SHAREHOLDER	D	yes	04/2019	Mar 22, 2012	Oct 8, 2024
SUZUKI, TAKENARI	Director	Na	yes	04/2024	Apr 16, 2024	Oct 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED	n/a	Other adviser	$178B	Y	yes	n/a
SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC.	n/a	No RAUM reported	$0	N	no	n/a
DAIWA SECURITIES CO. LTD.	n/a	n/a	n/a	N	yes	n/a
MITSUI SUMITOMO INSURANCE COMPANY, LIMITED	n/a	n/a	n/a	N	yes	n/a
NIKKO GLOBAL WRAP LTD.	n/a	n/a	n/a	N	no	n/a
SMBC NIKKO SECURITIES INC.	n/a	n/a	n/a	N	yes	n/a
SUMITOMO LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
SUMITOMO MITSUI BANKING CORPORATION	n/a	n/a	n/a	N	yes	n/a
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
SUMITOMO MITSUI DS ASSET MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
SUMITOMO MITSUI DS PRIVATE FUND MANAGEMENT (SHANGHAI) CO., LTD.,	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$567M	$451M	27	10	0	n/a	n/a
2024	Mar 26, 2025	$511M	$401M	31	13	0	n/a	n/a
2023	Mar 29, 2024	$564M	$447M	31	14	0	n/a	n/a
2022	Mar 29, 2023	$715M	$527M	31	14	0	n/a	n/a
2021	Mar 29, 2022	$933M	$587M	31	18	0	n/a	n/a
2020	Mar 23, 2021	$904M	$664M	34	18	0	n/a	n/a
2019	Mar 25, 2020	$896M	$656M	38	22	0	n/a	n/a
2018	Mar 13, 2019	$271M	$85.7M	15	7	0	n/a	n/a
2017	May 31, 2017	$341M	$116M	13	6	n/a	n/a	n/a
2016	May 5, 2016	$338M	$118M	13	6	n/a	n/a	n/a
2015	May 6, 2015	$512M	$178M	15	8	n/a	n/a	n/a
2014	Jun 2, 2014	$1.2B	$835M	20	11	n/a	n/a	n/a
2013	Jun 20, 2013	$1.4B	$984M	18	8	n/a	n/a	n/a
2012	Mar 22, 2012	$2.0B	$1.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$567M	$511M	10.8%	$715M	-7.4%	27	31	0	0

Relationships

Affiliated with (8)

← SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
← SMBC ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ SMBC ASSET MANAGEMENT, INC.Registered adviserother investment adviser
factForm ADV
→ SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
← SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, common control
factForm ADV
← DAIWA SB INVESTMENTS (SINGAPORE) LTD.Registered adviserother investment adviser, common control
factForm ADV
← DAIWA SB INVESTMENTS LTDRegistered adviserother investment adviser, control
factForm ADV
← DAIWA SB INVESTMENTS UK LTDRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← SUZUKI, TAKENARIOwnerDIRECTOR, ownership code NA, individual
Apr 16, 2024 to Oct 8, 2024factForm ADV
← AWATA, YUICHIOwnerMANAGING DIRECTOR, ownership code NA, individual
Apr 16, 2024 to Oct 8, 2024factForm ADV
← AIZAWA, ShintaroOwnerDIRECTOR & CHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 16, 2024 to Oct 8, 2024factForm ADV
← SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 15, 2019 to Oct 8, 2024factForm ADV
← SUMITOMO MITSUI FINANCIAL GROUP, INC.OwnerINDIRECT SHAREHOLDER, ownership code D, foreign entity
Mar 22, 2012 to Oct 8, 2024factForm ADV

Dated events

Occurred
Jun 11, 2024
Control person left
Ryota Sone (Director, Chief Operating Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2024-04-16, absent 2024-06-11)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Control person joined
Yuichi Awata (Managing Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Control person joined
Shintaro Aizawa (Director & Chief Investment Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Control person joined
Takenari Suzuki (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Control person left
Kazuhisa Shimbo (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2024-03-29, absent 2024-04-16)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Control person left
Naoto Nagai (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2024-03-29, absent 2024-04-16)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2024
Control person left
Shingo Fujikawa (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2024-03-29, absent 2024-04-16)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2023
Control person left
Tsuyoshi Imai (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2023-03-29, absent 2023-04-03)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2023
Control person joined
Ryota Sone (Director, Chief Operating Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Sep 2, 2021
Control person left
Daisuke Churei (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2021-04-06, absent 2021-09-02)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2021
Control person joined
Shingo Fujikawa (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Tetsuya Shimode (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2021-03-23, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Naoya Miyagaki (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2021-03-23, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person joined
Tsuyoshi Imai (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Sep 3, 2020
Control person joined
Naoto Nagai (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Sep 3, 2020
Control person left
Toshiyuki Murai (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2020-06-22, absent 2020-09-03)
Form ADVobserved 4 days ago
Occurred
Jun 22, 2020
Control person joined
Kazuhisa Shimbo (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Mar 25, 2020
Regulatory AUM changed
Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited reported RAUM $895.6M, up 231% from $271.0M (2019-10-17 to 2020-03-25)
Form ADVobserved 4 days ago
$625M
Occurred
Oct 17, 2019
Control person left
Junya Okada (Managing Director/Director/Chief Compliance Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2019-04-15, absent 2019-10-17)
Form ADVobserved 4 days ago
Occurred
Oct 17, 2019
Control person left
Hideomi Ozaki (Director) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited (listed 2019-04-15, absent 2019-10-17)
Form ADVobserved 4 days ago
Occurred
Oct 17, 2019
Control person joined
Tetsuya Shimode (Managing Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Oct 17, 2019
Control person joined
Toshiyuki Murai (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Oct 17, 2019
Control person joined
Naoya Miyagaki (Director) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2e89f1c-18cf-3d20-a267-ff05a744eecc
First observed: Mar 22, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

CRD 110459

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f2e89f1c-18cf-3d20-a267-ff05a744eecc

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AIZAWA, Shintaro

DIRECTOR & CHIEF INVESTMENT OFFICER

yes

04/2024

Apr 16, 2024

Oct 8, 2024

AWATA, YUICHI

MANAGING DIRECTOR

yes

04/2024

Apr 16, 2024

Oct 8, 2024

SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED

Shareholder

yes

04/2019

Apr 15, 2019

Oct 8, 2024

SUMITOMO MITSUI FINANCIAL GROUP, INC.

INDIRECT SHAREHOLDER

yes

04/2019

Mar 22, 2012

Oct 8, 2024

SUZUKI, TAKENARI

Director

yes

04/2024

Apr 16, 2024

Oct 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED

n/a

Other adviser

$178B

yes

n/a

SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC.

n/a

No RAUM reported

n/a

DAIWA SECURITIES CO. LTD.

n/a

yes

n/a

MITSUI SUMITOMO INSURANCE COMPANY, LIMITED

n/a

yes

n/a

NIKKO GLOBAL WRAP LTD.

n/a

SMBC NIKKO SECURITIES INC.

n/a

yes

n/a

SUMITOMO LIFE INSURANCE COMPANY

n/a

yes

n/a

SUMITOMO MITSUI BANKING CORPORATION

n/a

yes

n/a

SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.

n/a

yes

n/a

SUMITOMO MITSUI DS ASSET MANAGEMENT (UK) LIMITED

n/a

yes

n/a

SUMITOMO MITSUI DS PRIVATE FUND MANAGEMENT (SHANGHAI) CO., LTD.,

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$567M

$451M

n/a

2024

Mar 26, 2025

$511M

$401M

n/a

2023

Mar 29, 2024

$564M

$447M

n/a

2022

Mar 29, 2023

$715M

$527M

n/a

2021

Mar 29, 2022

$933M

$587M

n/a

2020

Mar 23, 2021

$904M

$664M

n/a

2019

Mar 25, 2020

$896M

$656M

n/a

2018

Mar 13, 2019

$271M

$85.7M

n/a

2017

May 31, 2017

$341M

$116M

n/a

2016

May 5, 2016

$338M

$118M

n/a

2015

May 6, 2015

$512M

$178M

n/a

2014

Jun 2, 2014

$1.2B

$835M

n/a

2013

Jun 20, 2013

$1.4B

$984M

n/a

2012

Mar 22, 2012

$2.0B

$1.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$567M

$511M

10.8%

$715M

-7.4%