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RIA / WealthRegistered adviserother adviserSEC registeredRAUM over $100B

SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED

CRD 301509

MINATO-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9beea43-928f-7900-5a7c-22b90a91de7f

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 40
On other graphs: 0
Observed: Apr 30, 2019 to Aug 20, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.59 institutional_share=0.2 related_bd=true related_bank=false bd_reps=20.0
Regulatory AUM: $178BItem 5.F on the latest filing (2026-08-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $168B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1,022
Advisory employees: 213
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,340
SEC number: 801-116710
CIK: 1411530
CRD: 301509
Filings on the tape: 34
First filed: Apr 30, 2019
Latest filed: Aug 20, 2026
Organised: Corporation
Website: note.smd-am.co.jp

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ajisaka, Ryohei	SENIOR MANAGING EXECUTIVE OFFICER	Na	yes	04/2021	Apr 7, 2020	Oct 8, 2024
ARAI, JUN	DIRECTOR (EXTERNAL DIRECTOR)	Na	yes	04/2019	Apr 30, 2019	Oct 8, 2024
DAIWA SECURITIES GROUP INC	PARENT COMPANY	B	yes	04/1999	Apr 30, 2019	Oct 8, 2024
Harada, Yasuhiro	EXECUTIVE OFFICER	Na	yes	04/2024	Apr 1, 2024	Oct 8, 2024
Hori, Tomonori	EXECUTIVE OFFICER	Na	yes	04/2023	Apr 6, 2023	Oct 8, 2024
IKI, TSUNETO	DEPUTY PRESIDENT EXCUTIVE OFFICER	Na	yes	04/2021	Apr 30, 2019	Oct 8, 2024
IMAI, TSUYOSHI	DIRECTOR AND SENIOR MANAGING EXECUTIVE OFFICER	Na	yes	04/2019	Apr 30, 2019	Oct 8, 2024
Ishihara, Daisuke	EXECUTIVE OFFICER	Na	yes	04/2024	Apr 1, 2024	Oct 8, 2024
KINOSHITA, KOICHI	MANAGING EXECUTIVE OFFICER	Na	yes	04/2020	Apr 30, 2019	Oct 8, 2024
Kito, Yasuko	EXECUTIVE OFFICER	Na	yes	04/2024	Apr 1, 2024	Oct 8, 2024
Matsui, Tomonobu	CHIEF COMPLIANCE OFFICER, DIRECTOR AND MANADING EXECUTIVE OFFIER	Na	yes	04/2024	Apr 4, 2022	Oct 8, 2024
MITSUI SUMITOMO INSURANCE COMPANY, LIMITED	PARENT COMPANY	B	yes	12/2002	Apr 30, 2019	Oct 8, 2024
Nagai, Naoto	EXECUTIVE OFFICER	Na	yes	10/2022	Nov 9, 2022	Oct 8, 2024
Niijima, Tsuyoshi	EXECUTIVE OFFICER	Na	yes	04/2021	Apr 6, 2021	Oct 8, 2024
OGIHARA, WATARU	DEPURTY PRESIDENT EXECUTIVE OFFICER	Na	yes	04/2023	Apr 6, 2023	Oct 8, 2024
ORIME, NAOYA	DIRECTOR(EXTERNAL DIRECTOR)	Na	yes	06/2024	Jul 16, 2024	Oct 8, 2024
SARUTA, TAKASHI	REPRESENTATIVE DIRECTOR, PRESIDENT AND CEO	Na	yes	04/2020	Oct 10, 2019	Oct 8, 2024
Sasaki, Hiroko	DIRECTOR (EXTERNAL DIRECTOR)	Na	yes	10/2022	Nov 9, 2022	Oct 8, 2024
Sonoda, Kenji	EXECUTIVE OFFICER	Na	yes	04/2024	Apr 1, 2024	Oct 8, 2024
SUMITOMO LIFE INSURANCE COMPANY	PARENT COMPANY	B	yes	12/2002	Apr 30, 2019	Oct 8, 2024
SUMITOMO MITSUI FINANCIAL GROUP, INC.	PARENT COMPANY	D	yes	02/2003	Apr 30, 2019	Oct 8, 2024
SUZUKI, TAKENARI	MANAGING EXECUTIVE OFFICER	Na	yes	04/2020	Apr 7, 2020	Oct 8, 2024
Takatsuka, Mineo	SENIOR MANAGING EXECUTIVE OFFICER	Na	yes	04/2020	Apr 7, 2020	Oct 8, 2024
Tsuchiya, Yuko	EXECUTIVE OFFICER	Na	yes	04/2024	Apr 1, 2024	Oct 8, 2024
UEYAMA, OSAMU	SENIOR MANAGING EXECUTIVE OFFICER	Na	yes	04/2024	Apr 30, 2019	Oct 8, 2024
Yamamoto, Naofumi	EXECUTIVE OFFICER	Na	yes	04/2022	Apr 4, 2022	Oct 8, 2024
YANAGISAWA, SHIKO	DIRECTOR AND DEPUTY PRESIDENT EXECUTIVE OFFICER	Na	yes	04/2024	Apr 1, 2024	Oct 8, 2024
Yoda, Koichiro	EXECUTIVE OFFICER	Na	yes	04/2023	Apr 6, 2023	Oct 8, 2024
SUMITOMO MITSUI TRUST BANK, LIMITED	Shareholder	Na	no	04/1999	Apr 30, 2019	Oct 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	n/a	Asset manager	$567M	Y	yes	n/a
SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.	n/a	Asset manager	$444M	Y	no	n/a
SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC.	n/a	No RAUM reported	$0	N	yes	n/a
SMBC NIKKO SECURITIES INC.	n/a	n/a	n/a	N	yes	n/a
SUMITOMO MITSUI BANKING CORPORATION	n/a	n/a	n/a	N	yes	n/a
SUMITOMO MITSUI DS ASSET MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	Y	no	n/a
SUMITOMO MITSUI DS PRIVATE FUND MANAGEMENT (SHANGHAI) CO., LTD.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 23, 2026	$157B	$144B	1,000	204	n/a	n/a
2024	Mar 31, 2025	$158B	$142B	1,000	254	n/a	n/a
2023	Jun 22, 2023	$134B	$118B	961	254	n/a	n/a
2022	Jun 23, 2022	$148B	$129B	958	266	n/a	n/a
2021	Jun 17, 2021	$155B	$132B	1,045	278	n/a	n/a
2020	Jun 17, 2020	$136B	$113B	1,074	325	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$178B	$158B	12.4%	$148B	6.2%	1,022	1,000	0	0

Relationships

Affiliated with (6)

→ SMBC ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
→ SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, control
factForm ADV
← SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
← SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered adviserother investment adviser, control, common control
factForm ADV
← DAIWA SB INVESTMENTS (SINGAPORE) LTD.Registered adviserother investment adviser, control
factForm ADV

Controls (28)

← ORIME, NAOYAOwnerDIRECTOR(EXTERNAL DIRECTOR), ownership code NA, individual
Jul 16, 2024 to Oct 8, 2024factForm ADV
← YANAGISAWA, SHIKOOwnerDIRECTOR AND DEPUTY PRESIDENT EXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2024 to Oct 8, 2024factForm ADV
← ARAI, JUNOwnerDIRECTOR (EXTERNAL DIRECTOR), ownership code NA, individual
Apr 30, 2019 to Oct 8, 2024factForm ADV
← IKI, TSUNETOOwnerDEPUTY PRESIDENT EXCUTIVE OFFICER, ownership code NA, individual
Apr 30, 2019 to Oct 8, 2024factForm ADV
← IMAI, TSUYOSHIOwnerDIRECTOR AND SENIOR MANAGING EXECUTIVE OFFICER, ownership code NA, individual
Apr 30, 2019 to Oct 8, 2024factForm ADV
← UEYAMA, OSAMUOwnerSENIOR MANAGING EXECUTIVE OFFICER, ownership code NA, individual
Apr 30, 2019 to Oct 8, 2024factForm ADV
← KINOSHITA, KOICHIOwnerMANAGING EXECUTIVE OFFICER, ownership code NA, individual
Apr 30, 2019 to Oct 8, 2024factForm ADV
← OGIHARA, WATARUOwnerDEPURTY PRESIDENT EXECUTIVE OFFICER, ownership code NA, individual
Apr 6, 2023 to Oct 8, 2024factForm ADV
← SARUTA, TAKASHIOwnerREPRESENTATIVE DIRECTOR, PRESIDENT AND CEO, ownership code NA, individual
Oct 10, 2019 to Oct 8, 2024factForm ADV
← Takatsuka, MineoOwnerSENIOR MANAGING EXECUTIVE OFFICER, ownership code NA, individual
Apr 7, 2020 to Oct 8, 2024factForm ADV
← Ajisaka, RyoheiOwnerSENIOR MANAGING EXECUTIVE OFFICER, ownership code NA, individual
Apr 7, 2020 to Oct 8, 2024factForm ADV
← SUZUKI, TAKENARIOwnerMANAGING EXECUTIVE OFFICER, ownership code NA, individual
Apr 7, 2020 to Oct 8, 2024factForm ADV
← Niijima, TsuyoshiOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 6, 2021 to Oct 8, 2024factForm ADV
← Matsui, TomonobuOwnerCHIEF COMPLIANCE OFFICER, DIRECTOR AND MANADING EXECUTIVE OFFIER, ownership code NA, individual
Apr 4, 2022 to Oct 8, 2024factForm ADV
← Yamamoto, NaofumiOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 4, 2022 to Oct 8, 2024factForm ADV
← Sasaki, HirokoOwnerDIRECTOR (EXTERNAL DIRECTOR), ownership code NA, individual
Nov 9, 2022 to Oct 8, 2024factForm ADV
← Nagai, NaotoOwnerEXECUTIVE OFFICER, ownership code NA, individual
Nov 9, 2022 to Oct 8, 2024factForm ADV
← Yoda, KoichiroOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 6, 2023 to Oct 8, 2024factForm ADV
← Hori, TomonoriOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 6, 2023 to Oct 8, 2024factForm ADV
← Kito, YasukoOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2024 to Oct 8, 2024factForm ADV
← Sonoda, KenjiOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2024 to Oct 8, 2024factForm ADV
← Ishihara, DaisukeOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2024 to Oct 8, 2024factForm ADV
← Harada, YasuhiroOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2024 to Oct 8, 2024factForm ADV
← Tsuchiya, YukoOwnerEXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2024 to Oct 8, 2024factForm ADV
← DAIWA SECURITIES GROUP INCOwnerPARENT COMPANY, ownership code B, foreign entity
Apr 30, 2019 to Oct 8, 2024factForm ADV
← MITSUI SUMITOMO INSURANCE COMPANY, LIMITEDOwnerPARENT COMPANY, ownership code B, foreign entity
Apr 30, 2019 to Oct 8, 2024factForm ADV
← SUMITOMO LIFE INSURANCE COMPANYOwnerPARENT COMPANY, ownership code B, foreign entity
Apr 30, 2019 to Oct 8, 2024factForm ADV
← SUMITOMO MITSUI FINANCIAL GROUP, INC.OwnerPARENT COMPANY, ownership code D, foreign entity
Apr 30, 2019 to Oct 8, 2024factForm ADV

Owns (1)

← SUMITOMO MITSUI TRUST BANK, LIMITEDOwnerSHAREHOLDER, ownership code NA, foreign entity
Apr 30, 2019 to Oct 8, 2024factForm ADV

Dated events

Occurred
Jul 16, 2024
Control person left
Noriyuki Yanagawa (Director (External Director)) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2024-06-24, absent 2024-07-16)
Form ADVobserved 4 days ago
Occurred
Jul 16, 2024
Control person joined
Naoya Orime (Director(External Director)) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person left
Satoru Sakai (Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2024-02-08, absent 2024-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person left
Kazuhisa Shinbo (Director And Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2024-02-08, absent 2024-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person left
Takayuki Sawano (Representative Director, Deputy President Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2024-02-08, absent 2024-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person joined
Shiko Yanagisawa (Director And Deputy President Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person joined
Yasuko Kito (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person joined
Kenji Sonoda (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person joined
Daisuke Ishihara (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person joined
Yasuhiro Harada (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 1, 2024
Control person joined
Yuko Tsuchiya (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Jul 27, 2023
Control person left
Shingo Imai (Director And Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2023-06-22, absent 2023-07-27)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2023
Control person left
Chikatomo Hodo (Director (External Director)) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2023-06-22, absent 2023-07-27)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person left
Makoto Shiraga (Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2022-11-09, absent 2023-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person left
Kazushi Iwai (Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2022-11-09, absent 2023-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person left
Yuichiro Yoda (Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2022-11-09, absent 2023-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person left
Takashi Kume (Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2022-11-09, absent 2023-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person joined
Koichiro Yoda (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person joined
Tomonori Hori (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 6, 2023
Control person joined
Wataru Ogihara (Depurty President Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Nov 9, 2022
Control person joined
Hiroko Sasaki (Director (External Director)) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Nov 9, 2022
Control person joined
Naoto Nagai (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person joined
Tomonobu Matsui (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person joined
Naofumi Yamamoto (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person left
Yoshihiro Horikawa (Deputy President Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2021-06-28, absent 2022-04-04)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person left
Kenji Imamura (Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2021-06-28, absent 2022-04-04)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person left
Shin Ito (Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2021-06-28, absent 2022-04-04)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person left
Takashi Kawahori (Director And Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2021-06-28, absent 2022-04-04)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2022
Control person left
Kazuo Watanabe (Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2021-06-28, absent 2022-04-04)
Form ADVobserved 4 days ago
Occurred
Jun 28, 2021
Control person left
Takashi Matsushita (Representative Director, Chairman) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2021-06-17, absent 2021-06-28)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Yoshio Urata (Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2020-07-02, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Hidehiro Fujiwara (Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2020-07-02, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Takeshi Omasa (Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2020-07-02, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Teruhito Itami (Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2020-07-02, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Kazuhiro Horie (Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2020-07-02, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person left
Naoya Miyagaki (Senior Managing Executive Officer) no longer on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited (listed 2020-07-02, absent 2021-04-06)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2021
Control person joined
Tsuyoshi Niijima (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 7, 2020
Control person joined
Takayuki Sawano (Representative Director, Deputy President Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 7, 2020
Control person joined
Mineo Takatsuka (Senior Managing Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago
Occurred
Apr 7, 2020
Control person joined
Ryohei Ajisaka (Executive Officer) appeared on Schedule A of Sumitomo Mitsui Ds Asset Management Company, Limited
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9beea43-928f-7900-5a7c-22b90a91de7f
First observed: Apr 30, 2019
Last observed: Aug 20, 2026 30 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED

CRD 301509

MINATO-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9beea43-928f-7900-5a7c-22b90a91de7f

Data as of Aug 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ajisaka, Ryohei

SENIOR MANAGING EXECUTIVE OFFICER

yes

04/2021

Apr 7, 2020

Oct 8, 2024

ARAI, JUN

DIRECTOR (EXTERNAL DIRECTOR)

yes

04/2019

Apr 30, 2019

Oct 8, 2024

DAIWA SECURITIES GROUP INC

PARENT COMPANY

yes

04/1999

Apr 30, 2019

Oct 8, 2024

Harada, Yasuhiro

EXECUTIVE OFFICER

yes

04/2024

Apr 1, 2024

Oct 8, 2024

Hori, Tomonori

EXECUTIVE OFFICER

yes

04/2023

Apr 6, 2023

Oct 8, 2024

IKI, TSUNETO

DEPUTY PRESIDENT EXCUTIVE OFFICER

yes

04/2021

Apr 30, 2019

Oct 8, 2024

IMAI, TSUYOSHI

DIRECTOR AND SENIOR MANAGING EXECUTIVE OFFICER

yes

04/2019

Apr 30, 2019

Oct 8, 2024

Ishihara, Daisuke

EXECUTIVE OFFICER

yes

04/2024

Apr 1, 2024

Oct 8, 2024

KINOSHITA, KOICHI

MANAGING EXECUTIVE OFFICER

yes

04/2020

Apr 30, 2019

Oct 8, 2024

Kito, Yasuko

EXECUTIVE OFFICER

yes

04/2024

Apr 1, 2024

Oct 8, 2024

Matsui, Tomonobu

CHIEF COMPLIANCE OFFICER, DIRECTOR AND MANADING EXECUTIVE OFFIER

yes

04/2024

Apr 4, 2022

Oct 8, 2024

MITSUI SUMITOMO INSURANCE COMPANY, LIMITED

PARENT COMPANY

yes

12/2002

Apr 30, 2019

Oct 8, 2024

Nagai, Naoto

EXECUTIVE OFFICER

yes

10/2022

Nov 9, 2022

Oct 8, 2024

Niijima, Tsuyoshi

EXECUTIVE OFFICER

yes

04/2021

Apr 6, 2021

Oct 8, 2024

OGIHARA, WATARU

DEPURTY PRESIDENT EXECUTIVE OFFICER

yes

04/2023

Apr 6, 2023

Oct 8, 2024

ORIME, NAOYA

DIRECTOR(EXTERNAL DIRECTOR)

yes

06/2024

Jul 16, 2024

Oct 8, 2024

SARUTA, TAKASHI

REPRESENTATIVE DIRECTOR, PRESIDENT AND CEO

yes

04/2020

Oct 10, 2019

Oct 8, 2024

Sasaki, Hiroko

DIRECTOR (EXTERNAL DIRECTOR)

yes

10/2022

Nov 9, 2022

Oct 8, 2024

Sonoda, Kenji

EXECUTIVE OFFICER

yes

04/2024

Apr 1, 2024

Oct 8, 2024

SUMITOMO LIFE INSURANCE COMPANY

PARENT COMPANY

yes

12/2002

Apr 30, 2019

Oct 8, 2024

SUMITOMO MITSUI FINANCIAL GROUP, INC.

PARENT COMPANY

yes

02/2003

Apr 30, 2019

Oct 8, 2024

SUZUKI, TAKENARI

MANAGING EXECUTIVE OFFICER

yes

04/2020

Apr 7, 2020

Oct 8, 2024

Takatsuka, Mineo

SENIOR MANAGING EXECUTIVE OFFICER

yes

04/2020

Apr 7, 2020

Oct 8, 2024

Tsuchiya, Yuko

EXECUTIVE OFFICER

yes

04/2024

Apr 1, 2024

Oct 8, 2024

UEYAMA, OSAMU

SENIOR MANAGING EXECUTIVE OFFICER

yes

04/2024

Apr 30, 2019

Oct 8, 2024

Yamamoto, Naofumi

EXECUTIVE OFFICER

yes

04/2022

Apr 4, 2022

Oct 8, 2024

YANAGISAWA, SHIKO

DIRECTOR AND DEPUTY PRESIDENT EXECUTIVE OFFICER

yes

04/2024

Apr 1, 2024

Oct 8, 2024

Yoda, Koichiro

EXECUTIVE OFFICER

yes

04/2023

Apr 6, 2023

Oct 8, 2024

SUMITOMO MITSUI TRUST BANK, LIMITED

Shareholder

04/1999

Apr 30, 2019

Oct 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

n/a

Asset manager

$567M

yes

n/a

SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.

n/a

Asset manager

$444M

n/a

SUMITOMO MITSUI DS ASSET MANAGEMENT (USA) INC.

n/a

No RAUM reported

yes

n/a

SMBC NIKKO SECURITIES INC.

n/a

yes

n/a

SUMITOMO MITSUI BANKING CORPORATION

n/a

yes

n/a

SUMITOMO MITSUI DS ASSET MANAGEMENT (UK) LIMITED

n/a

SUMITOMO MITSUI DS PRIVATE FUND MANAGEMENT (SHANGHAI) CO., LTD.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$157B

$144B

1,000

204

n/a

2024

Mar 31, 2025

$158B

$142B

1,000

254

n/a

2023

Jun 22, 2023

$134B

$118B

961

254

n/a

2022

Jun 23, 2022

$148B

$129B

958

266

n/a

2021

Jun 17, 2021

$155B

$132B

1,045

278

n/a

2020

Jun 17, 2020

$136B

$113B

1,074

325

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$178B

$158B

12.4%

$148B

6.2%

1,022

1,000