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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

CHAD MICHAEL HEMPHILL

Advisor at SUMMIT FINANCIAL, LLC

KIRKWOOD, MO

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Search this name across graphsid dfx:ria:00085482-aedf-9d83-202b-03b720c07d6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 23, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 16, 1996
First registration: Dec 23, 1999
Dual registered: yes, broker-dealer
Other names: CHAD MICHAEL HEMPHILL
IAPD individual key: 2823045

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Nov 4, 2024	n/a	yes	KIRKWOOD, MO	Current employment
GENEX CONSULTING	Former SEC adviser	Jan 9, 2019	Mar 29, 2025	no	Kirkwood, MO	Previous registration
GENEX CONSULTING	Former SEC adviser	May 3, 2018	Dec 31, 2018	no	Chesterfield, MO	Previous registration
PANOPTIC WEALTH ADVOCATES	n/a	Apr 24, 2013	Dec 31, 2017	no	SAINT LOUIS, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 11, 2008	Jan 23, 2018	no	SAINT LOUIS, MO\|FORT MILL, SC\|SAINT LOUIS, MO	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 9, 2003	Jan 14, 2008	no	CLAYTON, MO\|CLAYTON, MO	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Dec 23, 1999	Jan 2, 2003	no	KIRKWOOD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEX CONSULTING	SUMMIT FINANCIAL, LLC	Mar 29, 2025	Nov 4, 2024	-145	Firm change after gap	RIA to ibd
LPL FINANCIAL LLC	PANOPTIC WEALTH ADVOCATES	Jan 23, 2018	Apr 24, 2013	-1,735	Firm change after gap	Other
PANOPTIC WEALTH ADVOCATES	GENEX CONSULTING	Dec 31, 2017	May 3, 2018	123	Firm change	Other
OSAIC FA, INC.	LPL FINANCIAL LLC	Jan 14, 2008	Jan 11, 2008	-3	Firm change	Other
AVANTAX ADVISORY SERVICES	OSAIC FA, INC.	Jan 2, 2003	Jan 9, 2003	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145772:299322:MO:2025-03-28	Mar 29, 2025	Nov 4, 2024	KIRKWOOD, MO	Firm change after gap

Relationships

Registered with (6)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ GENEX CONSULTINGRegistered adviserregistration: previous registration
Jan 9, 2019 to Mar 29, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 11, 2008 to Jan 23, 2018factForm ADV
→ PANOPTIC WEALTH ADVOCATESRegistered adviserregistration: previous registration
Apr 24, 2013 to Dec 31, 2017factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 9, 2003 to Jan 14, 2008factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 23, 1999 to Jan 2, 2003factForm ADV

Dated events

Occurred
Mar 29, 2025
Advisor changed firm
Chad Michael Hemphill left Genex Consulting for Summit Financial, Llc (registered 2024-11-04)
Form ADVobserved 5 days ago