DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Michael Hemphill
Feed of 09/14/2026
Also filed as Chad Michael Hemphill
At current firm
1 y
since Nov 4, 2024
In the industry
29 y
since Dec 16, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Financial, LLC BD affiliated currentsince Nov 4, 2024 · Kirkwood, Mo
- Genex Consulting formerJan 9, 2019 to Mar 29, 2025 · Kirkwood, Mo
- Genex Consulting formerMay 3, 2018 to Dec 31, 2018 · Chesterfield, Mo
- Panoptic Wealth Advocates unclassifiedApr 24, 2013 to Dec 31, 2017 · Saint Louis, Mo
- LPL Financial LLC BD affiliatedJan 11, 2008 to Jan 23, 2018 · Saint Louis, Mo
- Osaic Fa, Inc. formerJan 9, 2003 to Jan 14, 2008 · Clayton, Mo
- Avantax Advisory Services formerDec 23, 1999 to Jan 2, 2003 · Kirkwood, Mo
Moves
a registration end followed by a registration begin elsewhere
- Genex Consulting to Summit Financial, LLCleft Mar 29, 2025, registered Nov 4, 2024 (-145 days) · RIA to affiliated broker-dealer or bank · moved with a team
- LPL Financial LLC to Panoptic Wealth Advocatesleft Jan 23, 2018, registered Apr 24, 2013 (-1735 days) · Other
- Panoptic Wealth Advocates to Genex Consultingleft Dec 31, 2017, registered May 3, 2018 (123 days) · Other
- Osaic Fa, Inc. to LPL Financial LLCleft Jan 14, 2008, registered Jan 11, 2008 (-3 days) · Other
- Avantax Advisory Services to Osaic Fa, Inc.left Jan 2, 2003, registered Jan 9, 2003 (7 days) · Other
Signals
- Chad Michael Hemphill left Genex Consulting for Summit Financial, Llc (registered 2024-11-04)Mar 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address