DFX Intelligence
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Reading the graph
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T•• C••••••••• L••, CRD 145772
KIRKWOOD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D••••••• C••••••• L•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2022 | Mar 31, 2022 | Mar 28, 2024 |
| H•••••••• C•••• M•••••• | MANAGING MEMBER | C | yes | 01/2018 | Mar 12, 2019 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C••• M•••••• H••••••• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 28, 2025 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $635M | $605M | 4.9% | $546M | 5.1% | 20 | 20 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S••••• F••••••••• L•• | 13 | Mar 28, 2025 | Nov 4, 2024 | KIRKWOOD, MO | Firm absorbed | RIA to ibd | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 3 | Jul 14, 2017 | Dec 7, 2016 | TOWN COUNTRY, MO | Team lift out | Other | 0.0% |
| MANAGING MEMBER |
| C |
| yes |
| 08/2005 |
| Jan 15, 2018 |
| Mar 28, 2024 |
| S•••••• M••••••• J••••• | MANAGING MEMBER | C | yes | 08/2005 | Jan 15, 2018 | Mar 28, 2024 |
| $635M |
| $523M |
| 20 |
| 18 |
| 0 |
| n/a |
| n/a |
| 2023 | Mar 28, 2024 | $605M | $505M | 20 | 18 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $496M | $440M | 19 | 17 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $546M | $474M | 21 | 18 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $536M | $438M | 16 | 11 | 0 | n/a | n/a |
| 2019 | Mar 9, 2020 | $428M | $336M | 13 | 8 | 0 | n/a | n/a |
| 2018 | Mar 12, 2019 | $292M | $290M | 12 | 8 | 0 | n/a | n/a |