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RIA / WealthAdvisor24 years in industry

WESLEY DAVID PREVIANT

Advisor at GLOBAL RETIREMENT PARTNERS LLC

SAN RAFAEL, CA | AUSTIN, TX | Pasadena, CA

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Search this name across graphsid dfx:ria:00433898-d51b-cc64-2c07-5dca798b969c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL RETIREMENT PARTNERS LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 6
Exams: S63|S66
First exam: Sep 8, 2002
First registration: Sep 3, 2004
Dual registered: no
IAPD individual key: 4423203

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Oct 2, 2024	n/a	yes	Pasadena, CA\|AUSTIN, TX	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Jul 18, 2022	n/a	yes	Pasadena, CA\|SAN RAFAEL, CA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 19, 2014	Jul 27, 2022	no	PASADENA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 25, 2014	no	Los Angeles, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 12, 2005	Jun 1, 2009	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 3, 2004	Aug 18, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	GLOBAL RETIREMENT PARTNERS LLC	Jul 27, 2022	Jul 18, 2022	-9	Firm change	Other
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Jun 25, 2014	Jun 19, 2014	-6	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Aug 18, 2005	Aug 12, 2005	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
31194:172011:CA:2022-07-27	Jul 27, 2022	Jul 18, 2022	PASADENA, CA	Firm change

Relationships

Registered with (6)

→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: current employment
Jul 18, 2022 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 19, 2014 to Jul 27, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 25, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 12, 2005 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 3, 2004 to Aug 18, 2005factForm ADV

Dated events

Occurred
Jul 27, 2022
Advisor changed firm
Wesley David Previant left Rbc Capital Markets, Llc for Global Retirement Partners Llc (registered 2022-07-18)
Form ADVobserved 6 days ago