RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• D•••• P•••••••
- Title
- Executive Vice Presidentreportedhubrpw.comfirm site, Sep 15, 2026
- Designations
- CFP, CPFAreportedhubrpw.comas printed on the bio page, Sep 16, 2026
- Professional profile
- hubrpw.com/advisors/grp/wes-previantreportedhubrpw.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- H•• I••••••••• P•••••••• L•• independent RIA currentsince Oct 2, 2024 · Pasadena, Ca
- G••••• R••••••••• P••••••• L•• institutional currentsince Jul 18, 2022 · Pasadena, Ca
- R•• C•••••• M••••••• L•• national BDJun 19, 2014 to Jul 27, 2022 · Pasadena, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 25, 2014 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 12, 2005 to Jun 1, 2009 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 3, 2004 to Aug 18, 2005 · Los Angeles, Ca
- R•• C•••••• M••••••• L•• to G••••• R••••••••• P••••••• L••left Jul 27, 2022, registered Jul 18, 2022 (-9 days) · Other · moved with a team
- M••••• S•••••• to R•• C•••••• M••••••• L••left Jun 25, 2014, registered Jun 19, 2014 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 18, 2005, registered Aug 12, 2005 (-6 days) · Other
- W••••• D•••• P••••••• left R•• C•••••• M••••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2022-07-18)Jul 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address