DFX Intelligence

S••••• R••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

S••••• R••••• C•••••••••

Advisor at W•••• I••••••••• A•••••••• L••

Westborough, MA | Cohasset, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0080bf1e-3fae-a972-5cf0-61ea1098fb92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 23, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 28, 2024	n/a	yes	Cohasset, MA\|Westborough, MA	Current employment
B••••• H••••• W••••• A•••••••• L••	Former SEC adviser	Mar 24, 2016	Oct 30, 2018	no	ACTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	B••••• H••••• W••••• A•••••••• L••	Jun 28, 2024	Mar 24, 2016	-3,018	Firm change after gap	Other
B••••• H••••• W••••• A•••••••• L••	W•••• I••••••••• A•••••••• L••	Oct 30, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:282486:MA:2024-06-28	Jun 28, 2024	Mar 24, 2016	WESTBOROUGH, MA	Firm change after gap
282486:208512:MA:2018-10-30	Oct 30, 2018	Jun 28, 2024	ACTON, MA	Firm change after gap
6363:149018:MA:2015-07-22	Jul 22, 2015	Jul 16, 2015	HINGHAM, MA	Firm change

Relationships

Registered with (4)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 16, 2015 to Jun 28, 2024factForm ADV
→ B••••• H••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2016 to Oct 30, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jun 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0080bf1e-3fae-a972-5cf0-61ea1098fb92
First observed: Sep 25, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.