DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••• F•••••••• L••
ANDOVER, MA | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• F•••••••• L•• | Independent wealth | Dec 6, 2023 | n/a | yes | ANDOVER, MA|BOSTON, MA | Current employment |
| J••• H•••••• P••••••• F•••••••• S•••••••• L•• | Bd affiliated wealth | May 13, 2020 | Nov 14, 2023 | no | Boston, MA|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• H•••••• P••••••• F•••••••• S•••••••• L•• | W••••• F•••••••• L•• | Nov 14, 2023 | Dec 6, 2023 | 22 | Firm change | Ibd to RIA |
| C•••••• S••••• I••••••••• A•••••••• I•• | J••• H•••••• P••••••• F•••••••• S•••••••• L•• | May 4, 2020 | May 13, 2020 |
| C•••••• S••••• I••••••••• A•••••••• I•• | Former SEC adviser | Nov 13, 2019 | May 4, 2020 | no | Boston, MA|SAN FRANCISCO, CA | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Jun 29, 2017 | Jul 30, 2019 | no | Lynnfield, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Feb 1, 2016 | May 17, 2017 | no | MERRIMACK, NH | Previous registration |
| 9 |
| Firm change |
| RIA to ibd |
| C•••••• S••••• • C••• I••• | C•••••• S••••• I••••••••• A•••••••• I•• | Jul 30, 2019 | Nov 13, 2019 | 106 | Channel change | Ibd to RIA |
| S•••••••• A••••••• L•• | C•••••• S••••• • C••• I••• | May 17, 2017 | Jun 29, 2017 | 43 | Firm change | Ibd to ibd |