DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Zachary John Ciampa
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
2 y
since Dec 6, 2023
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wincap Financial LLC independent RIA currentsince Dec 6, 2023 · Andover, Ma
- John Hancock Personal Financial Services, LLC BD affiliatedMay 13, 2020 to Nov 14, 2023 · Boston, Ma
- Charles Schwab Investment Advisory, Inc formerNov 13, 2019 to May 4, 2020 · Boston, Ma
- Charles Schwab & Co., Inc. national BDJun 29, 2017 to Jul 30, 2019 · Lynnfield, Ma
- Strategic Advisers LLC national BDFeb 1, 2016 to May 17, 2017 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- John Hancock Personal Financial Services, LLC to Wincap Financial LLCleft Nov 14, 2023, registered Dec 6, 2023 (22 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Schwab Investment Advisory, Inc to John Hancock Personal Financial Services, LLCleft May 4, 2020, registered May 13, 2020 (9 days) · RIA to affiliated broker-dealer or bank
- Charles Schwab & Co., Inc. to Charles Schwab Investment Advisory, Incleft Jul 30, 2019, registered Nov 13, 2019 (106 days) · channel change inside one enterprise, not a move
- Strategic Advisers LLC to Charles Schwab & Co., Inc.left May 17, 2017, registered Jun 29, 2017 (43 days) · Affiliated broker-dealer or bank to another
Signals
- Zachary John Ciampa left John Hancock Personal Financial Services, Llc for Wincap Financial Llc (registered 2023-12-06)Nov 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address