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Advisor at TRIUMPH CAPITAL MANAGEMENT
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRIUMPH CAPITAL MANAGEMENT | Independent wealth | Feb 18, 2016 | n/a | yes | DENVER, CO | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 7, 2015 | Jan 29, 2019 | no | Denver, CO | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Aug 20, 2014 | Nov 13, 2015 | no | DENVER, CO | Previous registration |
| LOTUSGROUP ADVISORS | Independent wealth | Jan 11, 2008 | Oct 15, 2014 | no | HERMOSA BEACH, CA|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | TRIUMPH CAPITAL MANAGEMENT | Jan 29, 2019 | Feb 18, 2016 | -1,076 | Firm change after gap | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Nov 13, 2015 | Oct 7, 2015 | -37 | Bulk transfer | Other |
| LOTUSGROUP ADVISORS | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Oct 15, 2014 | Aug 20, 2014 | -56 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:282814:CO:2019-01-29 | Jan 29, 2019 | Feb 18, 2016 | DENVER, CO | Firm change after gap |