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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Justin Kane

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Elkorn, NE

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Search this name across graphsid dfx:ria:00aeeeba-697c-2469-f348-be58e6f625b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 5, 2017
First registration: Oct 24, 2017
Dual registered: yes, broker-dealer
Other names: Justin Joseph Kane
IAPD individual key: 6798033

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 29, 2025	n/a	yes	GREENWOOD VILLAGE, CO\|Elkorn, NE	Current employment
MORGAN STANLEY	Wirehouse	Dec 21, 2022	Nov 17, 2023	no	GILBERT, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Dec 5, 2022	no	Scottsdale, AZ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 24, 2017	Dec 5, 2022	no	OMAHA, NE\|SCOTTSDALE, AZ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 24, 2017	Oct 14, 2022	no	OMAHA, NE\|Scottsdale, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	EMPOWER ADVISORY GROUP, LLC	Nov 17, 2023	Apr 29, 2025	529	Firm change after gap	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	MORGAN STANLEY	Dec 5, 2022	Dec 21, 2022	16	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Dec 5, 2022	Jan 26, 2022	-313	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Oct 24, 2017	-1,816	Bulk transfer	Other

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 21, 2022 to Nov 17, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 24, 2017 to Dec 5, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Dec 5, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 24, 2017 to Oct 14, 2022factForm ADV

Dated events

Occurred
Nov 17, 2023
Advisor changed firm
Justin Kane left Morgan Stanley for Empower Advisory Group, Llc (registered 2025-04-29)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2022
Advisor changed firm
Justin Kane left Charles Schwab & Co., Inc. for Morgan Stanley (registered 2022-12-21)
Form ADVobserved 6 days ago