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Registered advisor
J••••• K•••
Feed of 09/15/2026
Also filed as J••••• Joseph K•••
At current firm
1 y
since Apr 29, 2025
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 29, 2025 · Greenwood Village, Co
- M••••• S•••••• wirehouseDec 21, 2022 to Nov 17, 2023 · Gilbert, Az
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Dec 5, 2022 · Scottsdale, Az
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 24, 2017 to Dec 5, 2022 · Omaha, Ne
- T• A••••••••• I••• formerOct 24, 2017 to Oct 14, 2022 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Nov 17, 2023, registered Apr 29, 2025 (529 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M••••• S••••••left Dec 5, 2022, registered Dec 21, 2022 (16 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Dec 5, 2022, registered Jan 26, 2022 (-313 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Oct 24, 2017 (-1816 days) · corporate re-registration, not a move
Signals
- J••••• K••• left M••••• S•••••• for E•••••• A••••••• G••••• L•• (registered 2025-04-29)Nov 17, 2023 · Advisor changed firm · fact
- J••••• K••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2022-12-21)Dec 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address