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Advisor at PROSPERA CAPITAL MANAGEMENT, LLC
GILBERT, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 26, 2024 | n/a | yes | GILBERT, AZ | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Nov 2, 2018 | Jul 17, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| RAFFA INVESTMENT ADVISERS | Other adviser | Jul 15, 2010 | May 7, 2018 | no | WASHINGTON, DC | Previous registration |
| SPIRE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jan 28, 2009 | May 7, 2010 | no | MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | PROSPERA CAPITAL MANAGEMENT, LLC | Jul 17, 2024 | Jun 26, 2024 | -21 | Firm change | Ibd to new firm |
| RAFFA INVESTMENT ADVISERS | VANGUARD ADVISERS, INC. | May 7, 2018 | Nov 2, 2018 | 179 | Firm change | RIA to ibd |
| SPIRE WEALTH MANAGEMENT, LLC | RAFFA INVESTMENT ADVISERS | May 7, 2010 | Jul 15, 2010 | 69 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106715:330390:AZ:2024-07-10 | Jul 17, 2024 | Jun 26, 2024 | SCOTTSDALE, AZ | Firm change |