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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PROSPERA CAPITAL MANAGEMENT, LLC

CRD 330390

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a1d2df3-cb63-aa40-7fae-3217e778c8de

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: May 24, 2024 to Jul 9, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $344MItem 5.F on the latest filing (2026-07-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $304M
Private client RAUM: $344MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $86.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 206
Individual clients: 7
High net worth clients: 37
SEC number: 801-130551
CRD: 330390
Filings on the tape: 9
First filed: May 24, 2024
Latest filed: Jul 9, 2026
Organised: Limited Liability Company, DE
Website: deterswealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHASE ALAN SMITH DETERS	Certified Financial Planner\|Chartered Financial Consultant	GILBERT, AZ	2	21	3	no
SARA LAMMERS AMPARAN	Certified Financial Planner	GILBERT, AZ	2	13	1	no
HEATHER DAWN JACROUX MCCLAIN	Certified Financial Planner	GILBERT, AZ	0	20	2	no
THOMAS EDWARD KNOWLTON	Certified Financial Planner	GILBERT, AZ	0	20	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMPARAN WEALTH MANAGEMENT, LLC	HOLDING COMPANY	D	yes	06/2024	Oct 10, 2024	Oct 10, 2024
AMPARAN, SARA, LAMMERS	Owner	E	yes	06/2024	May 24, 2024	Oct 10, 2024
AMPARAN, SARA, LAMMERS	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 24, 2024	Oct 10, 2024
DETERS WEALTH MANAGEMENT, LLC	HOLDING COMPANY	D	yes	06/2024	Oct 10, 2024	Oct 10, 2024
DETERS, CHASE, ALAN SMITH	Owner	E	yes	06/2024	May 24, 2024	Oct 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$344M	$304M	3	3	2	n/a	n/a
2024	Feb 28, 2025	$293M	$268M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$344M	$293M	17.5%	n/a	n/a	3	2	3	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VANGUARD ADVISERS, INC.	2	Jul 10, 2024	Jun 26, 2024	SCOTTSDALE, AZ	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (4)

← THOMAS EDWARD KNOWLTONAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← HEATHER DAWN JACROUX MCCLAINAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← CHASE ALAN SMITH DETERSAdvisorregistration: current employment
Jun 26, 2024 to presentfactForm ADV
← SARA LAMMERS AMPARANAdvisorregistration: current employment
Jun 26, 2024 to presentfactForm ADV

Controls (4)

← DETERS, CHASE, ALAN SMITHOwnerOWNER, ownership code E, individual
May 24, 2024 to Oct 10, 2024factForm ADV
← AMPARAN, SARA, LAMMERSOwnerOWNER, ownership code E, individual
May 24, 2024 to Oct 10, 2024factForm ADV
← AMPARAN WEALTH MANAGEMENT, LLCOwnerHOLDING COMPANY, ownership code D, domestic entity
Oct 10, 2024 to Oct 10, 2024factForm ADV
← DETERS WEALTH MANAGEMENT, LLCOwnerHOLDING COMPANY, ownership code D, domestic entity
Oct 10, 2024 to Oct 10, 2024factForm ADV

Moved with (1)

← VANGUARD ADVISERS, INC.Registered adviser2 advisors, team lift out
Jul 10, 2024 to Jun 26, 2024factForm ADV

Dated events

Occurred
Feb 28, 2025
Regulatory AUM changed
Prospera Capital Management, Llc reported RAUM $292.7M, up 56% from $188.2M (2024-10-10 to 2025-02-28)
Form ADVobserved 5 days ago
$105M
Occurred
Jul 10, 2024
Team lift-out
2 advisors left Vanguard Advisers, Inc. (Scottsdale, AZ) for Prospera Capital Management, LLC within 7 days
Form ADVobserved 5 days ago
2 advisors
Occurred
May 24, 2024
First Form ADV filing
Prospera Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a1d2df3-cb63-aa40-7fae-3217e778c8de
First observed: May 24, 2024
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROSPERA CAPITAL MANAGEMENT, LLC

CRD 330390

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a1d2df3-cb63-aa40-7fae-3217e778c8de

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHASE ALAN SMITH DETERS

Certified Financial Planner|Chartered Financial Consultant

GILBERT, AZ

SARA LAMMERS AMPARAN

Certified Financial Planner

GILBERT, AZ

HEATHER DAWN JACROUX MCCLAIN

Certified Financial Planner

GILBERT, AZ

THOMAS EDWARD KNOWLTON

Certified Financial Planner

GILBERT, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMPARAN WEALTH MANAGEMENT, LLC

HOLDING COMPANY

yes

06/2024

Oct 10, 2024

AMPARAN, SARA, LAMMERS

Owner

yes

06/2024

May 24, 2024

Oct 10, 2024

AMPARAN, SARA, LAMMERS

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 24, 2024

Oct 10, 2024

DETERS WEALTH MANAGEMENT, LLC

HOLDING COMPANY

yes

06/2024

Oct 10, 2024

DETERS, CHASE, ALAN SMITH

Owner

yes

06/2024

May 24, 2024

Oct 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$344M

$304M

n/a

2024

Feb 28, 2025

$293M

$268M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$344M

$293M

17.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VANGUARD ADVISERS, INC.

Jul 10, 2024

Jun 26, 2024

SCOTTSDALE, AZ

Team lift out

Ibd to new firm

0.1%