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R•••• I••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

R•••• I••••••••• A•••••••

R•••• WEALTH MANAGEMENT LLC, CRD 136971

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Search this name across graphsid dfx:ria:4c6c335e-1e36-66f6-1208-3a5e535c9972

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 1
Observed: Mar 13, 2012 to Mar 31, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R•••• I••••••••• A•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.19 fund_share=0.0 institutional_share=0.8 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $324MderivedItem 5.D individuals plus high net worth individuals
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• P••••• M•••••	Chartered Financial Analyst	WASHINGTON, DC \| Arlington, VA	5	16	n/a	no
J••••• D••••• G••••	n/a	WASHINGTON, DC \| Hickory Hills, IL	5

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• D•••••• P••••••	CHIEF COMPLIANCE OFFICER	D	yes	07/2005	Mar 13, 2012	Apr 16, 2024
R••••• T•••••• J•	Member	C	yes	07/2005	Mar 13, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Washington	Dc	United States	5	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.5B	10.3%	$1.0B	18.1%	9	7	5	5

Relationships

Registered with (10)

← J•••••• M•••••• F•••••••• R• S•••••••Advisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← D••••• P•••••• G••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← R••• A••••• F•••••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← M•••••• J••••• O•••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 18, 2022
Advisor changed firm
Kimberly Speese left R•••• I••••••••• A••••••• for William Blair & Company L.L.C. (registered 2022-04-08)
Form ADVobserved 7 days ago
Occurred
Mar 20, 2020
Regulatory AUM changed
R•••• I••••••••• A••••••• reported RAUM $910.0M, up 34% from $678.5M (2019-05-17 to 2020-03-20)
Form ADVobserved 7 days ago
$232M

Show 1 bookkeeping events

Occurred
Dec 15, 2020
R•••• I••••••••• A••••••• reported 5 offices beyond its principal office, up from 0 (2020-10-16 to 2020-12-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c6c335e-1e36-66f6-1208-3a5e535c9972
First observed: Mar 13, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$1.7B	$1.5B	9	6	5	n/a	n/a
2024	Mar 25, 2025	$1.5B	$1.4B	7	5	5	n/a	n/a
2023	Mar 12, 2024	$1.3B	$1.1B	7	5	5	n/a	n/a
2022	Mar 28, 2023	$1.0B	$897M	9	6	6	n/a	n/a
2021	Feb 18, 2022	$1.3B	$1.1B	7	5	5	n/a	n/a
2020	Mar 3, 2021	$1.1B	$915M	7	5	5	n/a	n/a
2019	Mar 20, 2020	$910M	$791M	6	4	0	n/a	n/a
2018	Mar 4, 2019	$678M	$646M	7	4	1	n/a	n/a
2017	Mar 20, 2018	$716M	$682M	6	4	1	n/a	n/a
2016	Mar 28, 2017	$647M	$550M	7	3	n/a	n/a	n/a
2015	Mar 21, 2016	$571M	$455M	4	3	n/a	n/a	n/a
2014	Mar 25, 2015	$567M	$436M	4	3	n/a	n/a	n/a
2013	Mar 18, 2014	$435M	$316M	6	3	n/a	n/a	n/a
2012	Mar 28, 2013	$312M	$205M	5	3	n/a	n/a	n/a
2011	Mar 13, 2012	$231M	$216M	n/a	n/a	n/a	n/a	n/a