DFX Intelligence

B••••• S•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

B••••• S•••••• M•••••

Advisor at M••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:00c30172-6336-645c-88c0-ce2824807131

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jan 7, 2019	n/a	yes	HOUSTON, TX	Current employment
P•••••• W••••• M••••••••• I•••	Former SEC adviser	Apr 16, 2007	Feb 4, 2019	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• I•••	M••••••	Feb 4, 2019	Jan 7, 2019	-28	Firm change	RIA to RIA
L•••••••• A•••• M••••••••• I•••	L•••••••• F•••••••• A•••••••• I•••	Dec 31, 2012	Jan 28, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
130447:140195:TX:2019-02-04	Feb 4, 2019	Jan 7, 2019	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Jan 7, 2019 to presentfactForm ADV
→ P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2007 to Feb 4, 2019factForm ADV
→ L•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2004 to Dec 31, 2012factForm ADV
→ L•••••••• F•••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00c30172-6336-645c-88c0-ce2824807131
First observed: Apr 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.